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Administration and Compliance

The rules for retirement plans are complex and ever-changing. Our experienced staff will guide you through the administration and compliance testing process making sure your plan’s administration is completed accurately and timely. The services we provide are customized to your needs and the design of your plan.  

Our defined contribution retirement plan services include both bundled and unbundled options. 

  • Bundled option:  Our bundled option encompasses all aspects of plan administration including preparation of plan documents and amendments, investment management and fiduciary services, participant education, daily recordkeeping of participant accounts and our full range of compliance testing services. This option provides a one stop shop for your plan. 
  • Unbundled option:  Through our unbundled option, we work with various platforms which provide recordkeeping services for the participants’ accounts. This allows us to focus on plan design, the plan document and amendments as well as on our full range of consulting and compliance testing services. Under this option, our services are flexible and are designed to the specific needs of your plan.   

Our goal is to provide the best solution for your plan in a cost effective manner utilizing flexible service and pricing models. Contact us to discuss which of our solutions will work best for your plan.



Not FDIC Insured Not Bank Guaranteed May Lose Value
Not Guaranteed by any Government Agency Not a Bank Deposit
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